Non-profit Self-Assessment Tool!
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Step 1: Governance, strategy and structure
Note: Indicators: E=essential; R=recommendation; A=additional to strengthe organizational activities
(E) An independent board/committee (or some other system) supervises management and takes responsibility for all actions of the NGO. This system is governed by a documented constitution/by-law
Met
Needs more work
Not met
(E) The board has at least six voluntary (unpaid) members with limited terms of office (e.g. only appointed for 2 years
Met
Needs more work
Not met
(E) At least 70% of board members meet every 3 months
Met
Needs more work
Not met
(A) Board members fundraise for the NGO and can provide legal, medical and management advice.
Met
Needs more work
Not met
(E) The NGO has a written and costed strategic plan that has been revised within the last 3years.
Met
Needs more work
Not met
(E) Board members, staff and volunteers all know the strategic values, vision and mission of the organisation.
Met
Needs more work
Not met
(E) All annual workplans and budgets are developed in line with the strategic plan.
Met
Needs more work
Not met
(E) The NGO has a documented organisational structure (organogram).
Met
Needs more work
Not met
(E) Management delegate tasks and share information with everyone through regular meetings and do not try to do everything by themselves.
Met
Needs more work
Not met
(E) The NGO is properly regisered according to local regulations. The board and management ensure the NGO complies with all local reporting, tax and labour requirements.
Met
Needs more work
Not met
Step 2: Human Resources and Administration
Note: Indicators: E=essential; R=recommendation; A=additional to strengthen organizational activities
Note: Indicators: E=essential; R=recommendation; A=additional to strengthe organizational activities
(E) It is clear who is responsible for administration works, such as paperwork, office maintenance, transport, paying suppliers, organising events and workshops
Met
Needs more work
Not met
(E)The procedures for administrative tasks are understood by everyone and always followed.
Met
Needs more work
Not met
(E) All administrative procedures are documented in a manual.
Met
Needs more work
Not met
(R) There is a policy for recruitment, including how;(a) Positions are filled (internally and externally) (b) People are interviewed (c) Job offers are made. This policy is documented
Met
Needs more work
Not met
(E) There is a policy on salaries and promotions, including how: (a) Salaries are structured (b) Pay rises are given (c) Promotions are made. This Policy is documented
Met
Needs more work
Not met
(E) All Jobs descriptions are: (a) Clearly defined (b) Documented (c)Regularly reviewed
Met
Needs more work
Not met
(E)There are clear procedure for how: (a) The work of staff is evaluated (b) Feedback is given. These procedures are documented.
Met
Needs more work
Not met
(E) There are clear procedure for how: (a)Staff are disciplined (b) Staff make grievances against the NGO. These procedres are documented.
Met
Needs more work
Not met
(E) There are clear procedures for how volunteers are managed, including: (a) Recruitment & induction (b)Training (c) Payment of inceptives/stipends. These procedures are all documented.
Met
Needs more work
Not met
(E) The NGO is properly registered according to local regulations. The board and management ensure the NGO complies with all local reporting, tax and labour requirements.
Met
Needs more work
Not met
(E) There is a clear policy for training and development, including: (a)Identifying training needs of staff (b) Providing for study leave if possible (c)Providing financial support if possble. This policy is documented.
Met
Needs more work
Not met
Step 3: Programme Management, Monitoring, Evaluated & Reporting
Note: Indicators: E=essential; R=recommendation; A=additional to strengthe organizational activities
Note: Indicators: E=essential; R=recommendation; A=additional to strengthe organizational activities
(E) All projects follow all stages of the project cycle: (a) Needs assessment (b) Project design & indicator (c) Project planning & budgeting development (c) Regular monitoring (d) Evaluation of projects and outcomes (e) Re-planning of projects based on evaluation outcomes.
Met
Needs more work
Not met
(E)All stages of the project cycle are done in consultation with all stakeholders, including all project staff and members from the community.
Met
Needs more work
Not met
(E) Projects and programmx are developed in line with the strategic mission, goals and objectives of the organization.
Met
Needs more work
Not met
(E) Indicators have bee identified for each objective/goal. All objectives are SMART (Specific, Measureable, Achieveable, Relevants, Time-based.)
Met
Needs more work
Not met
(E) All projects have documented workplans, These are reviewed against expenditure and updated between staff and management at least every 3 months.
Met
Needs more work
Not met
(E) All projects have documented budgets. These are reviewed against expenditure and updated between staff and management at least every3 months.
Met
Needs more work
Not met
(E)The NGO has a monitoring and evluation system: (a)Projects staff collect and submit accurate monitoring data on time. (b)Collected data is summarised, analysed and procedure in reports at least every 3 months. (c) Monitoring reports are used by projects staff and managers to review and update workplans at least every 3 months. The M & E system is clearly documented and functions fully.
Met
Needs more work
Not met
(R) All necessary project reports are completed and sent to donors on time
Met
Needs more work
Not met
(R) The NGO completes evaluation reports at the end of every project and distributes these tp relevants audiences including managment, the board and donors.
Met
Needs more work
Not met
(E) Project report are compared to financial expenditure reports to ensure activity matches with expenditure
Met
Needs more work
Not met
(R) Project team all meet (or communicate) at least once a week to review and co-ordinate work.
Met
Needs more work
Not met
Step 4: Financial Management & Sustainability
Note: Indicators: E=essential; R=recommendation; A=additional to strengthe organizational activities
Note: Indicators: E=essential; R=recommendation; A=additional to strengthe organizational activities
(E) All financial transactions are recorded with relevant reciepts and supporting documentation
Met
Needs more work
Not met
(E)All staff clearly understand the procedures for how: (a) Income is recieved and accounted for (b) Money is held in bank accounts (c) Staff purchase goods (d) Staff are paid salaries. All these financial policies and procedures are documented in a manual
Met
Needs more work
Not met
(R) Project staff plan and budget for their own projects themselves.
Met
Needs more work
Not met
(E) Management prepare an overall budget for the organisation as part of the annual planning process
Met
Needs more work
Not met
(E) Systems are in place to prevent fraud, such as: (a) Two signature required for every cheque (b) Regular audits of stock/inventory (c)Strict procedures for purchase of goods/services.
Met
Needs more work
Not met
(E) All expenditure is accounted for under different account categories and different donor's funds.
Met
Needs more work
Not met
(E)Management compare expenditure against budgets for projects and overheads at least every 3 months and investigate any variances with staff.
Met
Needs more work
Not met
(E) An external audit is conducted at least every 18 months and includes a review of management practices. Recommendations made in audits are implemented
Met
Needs more work
Not met
(E) The NGO always has enough cash to pay for things on a day-to-day basis.
Met
Needs more work
Not met
(A) The main funding source (donor) of the NGO provides no more than 65% of the NGOs total funds. The NGO has developed many different sources of income including the local community.
Met
Needs more work
Not met
(E) The NGO has the capacity to develop successful proposals and wins over 50% of the bids it applies for.
Met
Needs more work
Not met
(R) The NGO tries to ensure its programmes and services will be sustained by the community when its funding runs out.
Met
Needs more work
Not met